國立中山大學109學年度第1學期金融機構與資本市場課程大綱

國立中山大學 109學年度第1學期課程教學大綱

National Sun Yat-sen University 109Academic year1st Semester Course syllabus

中文名稱
Course name(Chinese)

金融機構與資本市場

課號
Course Code

EMBA975

英文名稱
Course name(English)

FINANCIAL INSTITUTIONS AND CAPITAL MARKETS

課程類別
Type of the course

講授類

必選修
Required/Selected

必修

系所
Dept./faculty

管理學院高階經營碩士學程在職專班

授課教師
Instructor

王昭文

學分
Credit

1.5

因應嚴重特殊傳染性肺炎(武漢肺炎)，倘若後續需實施遠距授課，授課方式調整如下：

同步遠距【透過網路直播技術，同時進行線上教學，得採Microsoft Teams、Adobe connect等軟體進行】
同步遠距含錄影【透過網路直播技術，同時進行線上教學並同時錄影，課程內容可擇日再重播，得採Microsoft Teams、Adobe connect等軟體進行】
非同步遠距【課堂錄影或錄製數位教材放置網路供學生可非同時進行線上學習，得採EverCam、PPT簡報錄影、錄音方式進行】
實作類課程，經評估無法採遠距課程教學，後續復課後密集補課

★遠距教學軟體操作說明連結

因應嚴重特殊傳染性肺炎(武漢肺炎)，倘若後續需實施遠距授課，評分方式調整如下：

1.平常成績In-class Performance：40%
2.平常課堂參與及與表現In-class Discussion：20%
3.繳交一份金融機構與資本市場相關期末案例報告Individual Assignment：40%

課程大綱 Course syllabus

本課程教學大綱已提供完整英文資訊（本選項僅供統計使用，未提供完整英文資訊者，得免勾記）【Provide information of course syllabus in English.(This is for statistical use only. For those who do not provide information of course syllabus in English, do not check this field.)】

1. Practice of Compound interest and the Net Present Value (NPV) 複利、淨現值實務應用
2. Introduction and Analysis of Financial Institutions in Taiwan台灣金融機構介紹與功能分析
3. Introduction of Money Market and Fundamental Analysis貨幣市場介紹與商品分析
4. Introduction of Capital Market and Fundamental Analysis資本市場介紹與商品分析
5. Derivatives and Fundamental Analysis衍生性商品與商品分析
6. Convertible Bonds Analysis可轉換公司債分析

課程目標 Objectives

This course is designed to teach students fundamental knowledge of many financial courses. Various topics of financial decisions are covered in this course, including The Rule of 72s, renting or buying houses, insurance investment. In addition, the course teaches students to understand the concepts and functions of financial institutes such as commercial banks, securities, and insurance companies in Taiwan. The characteristics of money markets and capital markets will also be introduced. Besides, the course will cover common hedging methods such as hedging through derivative assets, and convertible corporate bonds.
本課程為EMBA財務相關課程的基礎。除培養EMBA學員理解複利、淨現值實務上在各種財務決策(如72法則、租屋或購屋、儲蓄險商品投資)之應用外，亦希望學員了解台灣金融機構(如商業銀行、證券與保險公司)概念與功能，貨幣市場與資本市場包含商業本票、特別股、股票、債券、基金與ETF的基本評估與特性。此外，本課程亦將介紹公司理財中的一個重要課題:運用衍生性金融商品的避險方式，讓EMBA同學更加清楚了解正確的市場風險規避方法。最後，將介紹台灣上市櫃公司最常發行的可轉換公司債商品，讓學員更了解公司發行可轉換公司債的風險與利益所在之處。

授課方式 Teaching methods

Lectures, in-class discussion, and group presentation.
講授、課程討論及分組報告

評分方式﹝評分標準及比例﹞Evaluation (Criteria and ratio)等第制單科成績對照表 letter grading reference

1.平常成績In-class Performance：40%
2.平常課堂參與及與表現In-class Discussion：20%
3.繳交一份金融機構與資本市場相關期末案例報告Individual Assignment：40%

參考書/教科書/閱讀文獻 Reference book/ textbook/ documents
〔請遵守智慧財產權觀念，不可非法影印。教師所提供之教材供學生本人自修學習使用,不得散播及做為商業用途〕
No copies for intellectual property rights. Textbooks provided by the instructor used only for self-study, can not broadcast or commercial use

序號	作者	書名	出版社	出版年	出版地	ISBN#
No.	Auther	Title	Publisher	Year of publish	Publisher place	ISBN#
1	王昭文	自製講義
2	Ross, S. A., R. W. Westerfield, J. F. Jaffe and B. D. Jordan	Corporate Finance	McGraw-Hill/Irwin	2009

彈性暨自主學習規劃 Alternative learning periods

本門課程是否有規劃實施學生彈性或自主學習內容（每1學分2小時）

Is any alternative learning periods planned for this course (with each credit corresponding to two hours of activity)?

否：教師需於「每週課程內容及預計進度」填寫18週課程進度（每1學分18小時之正課內容）。
No：The instructor will include an 18-week course plan in the weekly scheduled progress (each credit corresponds to 18 hours of instruction)

是：教師需於「每週課程內容及預計進度」填寫16週課程內容（每1學分16小時之正課內容），並於下列欄位填寫每1學分2小時學生彈性或自主學習內容。
Yes：The instructor will include a 16-week course plan in the weekly scheduled progress (each credit corresponds to 16 hours of instruction);the details of the planned alternative learning periods are provided below (each credit corresponds to two hours of activity).

學生彈性或自主學習活動 Alternative learning periods	勾選或填寫規劃內容 Place a check in the appropriate box or provide details	時數 Number of hours
學生分組實作及討論 Group work and discussion
參與課程相關作業、作品、實驗 Participation in course-related assignments, work, or experiments
參與校內外活動（研習營、工作坊、參訪）或競賽 Participation in on- or off-campus activities (e.g., seminars, workshops, and visits) or competitions
課外閱讀 Extracurricular reading
線上數位教材學習 Learning with online digital learning materials
其他（請填寫規劃內容） Other (please provide details)

每週課程內容及預計進度 Weekly scheduled progress

週次	日期	授課內容及主題
Week	Date	Content and topic
1	2020/09/06~2020/09/12	Practice of Compound Interest and the Net Present Value(NPV) 複利、淨現值實務應用
2	2020/09/13~2020/09/19	Practice of Compound Interest and the Net Present Value(NPV) 複利、淨現值實務應用
3	2020/09/20~2020/09/26	Practice of Compound Interest and the Net Present Value(NPV) 複利、淨現值實務應用
4	2020/09/27~2020/10/03	Introduction and Analysis of Financial Institutions in Taiwan 台灣金融機構介紹與功能分析
5	2020/10/04~2020/10/10	Introduction and Analysis of Financial Institutions in Taiwan 台灣金融機構介紹與功能分析
6	2020/10/11~2020/10/17	Introduction of Money Market and Fundamental Analysis 貨幣市場介紹與商品分析
7	2020/10/18~2020/10/24	Introduction of Money Market and Fundamental Analysis 貨幣市場介紹與商品分析
8	2020/10/25~2020/10/31	Introduction of Capital Market and Fundamental Analysis 資本市場介紹與商品分析
9	2020/11/01~2020/11/07	Introduction of Capital Market and Fundamental Analysis 資本市場介紹與商品分析
10	2020/11/08~2020/11/14	Introduction of Capital Market and Fundamental Analysis 資本市場介紹與商品分析
11	2020/11/15~2020/11/21	Derivatives and Fundamental Analysis 衍生性商品與商品分析
12	2020/11/22~2020/11/28	Derivatives and Fundamental Analysis 衍生性商品與商品分析
13	2020/11/29~2020/12/05	Derivatives and Fundamental Analysis 衍生性商品與商品分析
14	2020/12/06~2020/12/12	Derivatives and Fundamental Analysis 衍生性商品與商品分析
15	2020/12/13~2020/12/19	Convertible Bonds Analysis 可轉換公司債分析
16	2020/12/20~2020/12/26	Convertible Bonds Analysis 可轉換公司債分析
17	2020/12/27~2021/01/02	Final Presentation 期末案例報告
18	2021/01/03~2021/01/09	Final Presentation 期末案例報告

課業討論時間 Office hours

時段1 Time period 1:
時間 Time：星期三14:00~16:00
地點 Office/Laboratory：管4096
時段2 Time period 2：
時間 Time：星期五14:00~16:00
地點 Office/Laboratory：管4096

系所學生專業能力/全校學生基本素養與核心能力 basic disciplines and core capabilitics of the dcpartment and the university

系所學生專業能力/全校學生基本素養與核心能力
basic disciplines and core capabilities of the department and the university

課堂活動與評量方式
Class activities and evaluation

本課程欲培養之能力與素養 This course enables students to achieve.

紙筆考試或測驗 Test.

課堂討論︵含個案討論︶ Group discussion (case analysis).

個人書面報告、作業、作品、實驗 Indivisual paper report/ assignment/ work or experiment.

群組書面報告、作業、作品、實驗 Group paper report/ assignment/ work or experiment.

個人口頭報告 Indivisual oral presentation.

群組口頭報告 Group oral presentation.

課程規劃之校外參訪及實習 Off-campus visit and intership.

證照/檢定 License.

參與課程規劃之校內外活動及競賽 Participate in off-campus/ on-campus activities and competitions.

課外閱讀 Outside reading.

※系所學生專業能力 Basic disciplines and core capabilities of the department

1.瞭解國際管理新知 1. Exploring updated knowledge of International Business.

2.高階經營人才的再培育 2. Re-educating senior working professionals.

3.新觀念的刺激與新思維的訓練 3. Training the professionals for new ideas.

4.跨行業交流互動與團隊友誼之建立 4. Creating a network for crossover cooperation and friendship.

5.全球化的訓練與視野 5. Developing the global mindset of each professional.

6.多元化的學習 6. Providing pluralistic approaches to learning.

※全校學生基本素養與核心能力 Basic disciplines and core capabilities of the university

1.表達與溝通能力。 1. Articulation and communication skills

2.探究與批判思考能力。 2. Inquisitive and critical thinking abilities

3.終身學習能力。 3. Lifelong learning

4.倫理與社會責任。 4. Ethnics and social responsibility

5.美感品味。 5. Aesthetic appreciation

6.創造力。 6. Creativity

7.全球視野。 7. Global perspective

8.合作與領導能力。 8. Team work and leadership

9.山海胸襟與自然情懷。 9. Broad-mindedness and the embrace of nature　

本課程與SDGs相關項目：The course relates to SDGs items:

尚未建立SDGS資料

本課程校外實習資訊: This course is relevant to internship:

本課程無註記包含校外實習