國立中山大學 108學年度第2學期 課程教學大綱

National Sun Yat-sen University 108Academic year Course syllabus

中文名稱
Course name(Chinese)

金融機構與資本市場

課號
Course Code

EMBA975B

英文名稱
Course name(English)

FINANCIAL INSTITUTIONS AND CAPITAL MARKETS

課程類別
Type of the course

講授類

必選修
Required/Selected

必修

系所
Dept./faculty

管理學院高階經營碩士學程在職專班

授課教師
Instructor

陳安琳    

學分
Credit

1.5

因應嚴重特殊傳染性肺炎(武漢肺炎),倘若後續需實施遠距授課,授課方式調整如下:Since COVID-19, if distance learning is necessary, the teaching methods would adjust as follows:

         同步遠距【透過網路直播技術,同時進行線上教學,得採Microsoft Teams、Adobe connect等軟體進行】
同步遠距含錄影【透過網路直播技術,同時進行線上教學並同時錄影,課程內容可擇日再重播,得採Microsoft Teams、Adobe connect等軟體進行】
非同步遠距【課堂錄影或錄製數位教材放置網路供學生可非同時進行線上學習,得採EverCam、PPT簡報錄影、錄音方式進行】
實作類課程,經評估無法採遠距課程教學,後續復課後密集補課

★遠距教學軟體操作說明連結

因應嚴重特殊傳染性肺炎(武漢肺炎),倘若後續需實施遠距授課,評分方式調整如下:Since COVID-19, if distance learning is necessary, the evaluation would adjust as follows:

        
1.課堂參與 Participation40%
2.作業 Homework50%
3.出席 Attendance10%

課程大綱 Course syllabus

         本課程教學大綱已提供完整英文資訊(本選項僅供統計使用,未提供完整英文資訊者,得免勾記)【Provide information of course syllabus in English.(This is for statistical use only. For those who do not provide information of course syllabus in English, do not check this field.)】

金融市場與機構 Financial markets and institution
利率與利率期間結構 Interest rate and term structure
貨幣時間價值 Time value of money
資本市場資金募集 Capital markets and financing
資本市場金融工具 Capital markets and financial assets
發行市場與流通市場 Primary market and secondary market
金融資產的風險、報酬與評價 Risk, return, and valuation of financial assets
股票市場 Stock markets
債券市場 Bond markets
衍生性金融商品 Derivatives

課程目標 Objectives

         了解金融市場的運作,金融機構的功能與資本市場金融工具的評價,俾便公司可以向資本市場籌募資金,投資人可以投資資本市場金融工具。To facilitate the understanding of financial markets including the functions of financial institutions and valuation of financial assets so that firms can raise capitals from the financial markets and investors can invest in the financial assets efficiently.

授課方式 Teaching methods

         教師講課與同學參與討論並行 Lecture and discussion

評分方式﹝評分標準及比例﹞Evaluation (Criteria and ratio)等第制單科成績對照表 letter grading reference

        
1.課堂參與 Participation40%
2.作業 Homework50%
3.出席 Attendance10%

參考書/教科書/閱讀文獻 Reference book/ textbook/ documents
〔請遵守智慧財產權觀念,不可非法影印。教師所提供之教材供學生本人自修學習使用,不得散播及做為商業用途〕
No copies for intellectual property rights. Textbooks provided by the instructor used only for self-study, can not broadcast or commercial use

        
序號作者書名出版社出版年出版地ISBN#
No.AutherTitlePublisherYear of
publish
Publisher
place
ISBN#
1Fabozzi, Frank J.Capital Markets: Institutions, Instruments, and Risk ManagementMIT Press2015New York9780262029483
2中山大學管理學院財務管理個案集前程文化出版2015台北9789865774455

每週課程內容及預計進度 Weekly scheduled progress

        
週次日期授課內容及主題
WeekDateContent and topic
12020/02/27~2020/02/29課程簡介 Introduction
22020/03/01~2020/03/07金融市場 Financial markets
32020/03/08~2020/03/14金融機構 Financial institutions
42020/03/15~2020/03/21利率 Interest rate
52020/03/22~2020/03/28利率期間結構 Term structure of interest rate
62020/03/29~2020/04/04貨幣時間價值 Time value of money
72020/04/05~2020/04/11資本市場資金募集 Capital markets and financing
82020/04/12~2020/04/18資本市場金融工具 Capital markets and financial assets
92020/04/19~2020/04/25作業 Homework
102020/04/26~2020/05/02發行市場 Primary market
112020/05/03~2020/05/09流通市場 Secondary market
122020/05/10~2020/05/16金融資產的風險 Risk
132020/05/17~2020/05/23金融資產的報酬與評價 Return and valuation
142020/05/24~2020/05/30股票市場 Stock markets
152020/05/31~2020/06/06債券市場Bond markets
162020/06/07~2020/06/13衍生性金融商品 Derivatives
172020/06/14~2020/06/20初次公開發行(初次上市上櫃) Initial public offerings
182020/06/21~2020/06/24作業 Homework

課業討論時間 Office hours

         時段1 Time period 1:
時間 Time:星期三10.00-12.00
地點 Office/Laboratory:管4107
時段2 Time period 2:
時間 Time:星期二10.00-12.00
地點 Office/Laboratory:管4107

系所學生專業能力/全校學生基本素養與核心能力 basic disciplines and core capabilitics of the dcpartment and the university

        
系所學生專業能力/全校學生基本素養與核心能力
basic disciplines and core capabilities of the department and the university
課堂活動與評量方式
Class activities and evaluation
本課程欲培養之能力與素養 This course enables students to achieve.紙筆考試或測驗 Test.課堂討論︵含個案討論︶ Group discussion (case analysis).個人書面報告、作業、作品、實驗 Indivisual paper report/ assignment/ work or experiment.群組書面報告、作業、作品、實驗 Group paper report/ assignment/ work or experiment.個人口頭報告 Indivisual oral presentation.群組口頭報告 Group oral presentation.課程規劃之校外參訪及實習 Off-campus visit and intership.證照/檢定 License.參與課程規劃之校內外活動及競賽 Participate in off-campus/ on-campus activities and competitions.課外閱讀 Outside reading.
※系所學生專業能力 Basic disciplines and core capabilities of the department
1.瞭解國際管理新知 1. Exploring updated knowledge of International Business.V VV       
2.高階經營人才的再培育 2. Re-educating senior working professionals.V VV       
3.新觀念的刺激與新思維的訓練 3. Training the professionals for new ideas.V VV       
4.跨行業交流互動與團隊友誼之建立 4. Creating a network for crossover cooperation and friendship.V V        
5.全球化的訓練與視野 5. Developing the global mindset of each professional.           
6.多元化的學習 6. Providing pluralistic approaches to learning.           
※全校學生基本素養與核心能力 Basic disciplines and core capabilities of the university
1.表達與溝通能力。 1. Articulation and communication skillsV VV       
2.探究與批判思考能力。 2. Inquisitive and critical thinking abilitiesV VV       
3.終身學習能力。 3. Lifelong learningV VV       
4.倫理與社會責任。 4. Ethnics and social responsibility           
5.美感品味。 5. Aesthetic appreciation           
6.創造力。 6. Creativity           
7.全球視野。 7. Global perspective           
8.合作與領導能力。 8. Team work and leadershipV VV       
9.山海胸襟與自然情懷。 9. Broad-mindedness and the embrace of nature            

本課程與SDGs相關項目:The course relates to SDGs items:

         尚未建立SDGS資料

本課程校外實習資訊: This course is relevant to internship:

         本課程無註記包含校外實習

回上一頁