國立中山大學 108學年度第1學期 課程教學大綱

National Sun Yat-sen University 108Academic year1st Semester Course syllabus

中文名稱
Course name(Chinese)

金融機構與資本市場

課號
Course Code

EMBA975

英文名稱
Course name(English)

FINANCIAL INSTITUTIONS AND CAPITAL MARKETS

課程類別
Type of the course

講授類

必選修
Required/Selected

必修

系所
Dept./faculty

管理學院高階經營碩士學程在職專班

授課教師
Instructor

王昭文    

學分
Credit

1.5

因應嚴重特殊傳染性肺炎(武漢肺炎),倘若後續需實施遠距授課,授課方式調整如下:Since COVID-19, if distance learning is necessary, the teaching methods would adjust as follows:

         尚未建立傳染性肺炎(武漢肺炎)授課方式調整

因應嚴重特殊傳染性肺炎(武漢肺炎),倘若後續需實施遠距授課,評分方式調整如下:Since COVID-19, if distance learning is necessary, the evaluation would adjust as follows:

         尚未建立傳染性肺炎(武漢肺炎)課程評分方式﹝評分標準及比例﹞

課程大綱 Course syllabus

         本課程教學大綱已提供完整英文資訊(本選項僅供統計使用,未提供完整英文資訊者,得免勾記)【Provide information of course syllabus in English.(This is for statistical use only. For those who do not provide information of course syllabus in English, do not check this field.)】

1. Practice of Compound interest and the Net Present Value (NPV) 複利、淨現值實務應用
2. Introduction and Analysis of Financial Institutions in Taiwan台灣金融機構介紹與功能分析
3. Introduction of Money Market and Fundamental Analysis貨幣市場介紹與商品分析
4. Introduction of Capital Market and Fundamental Analysis資本市場介紹與商品分析
5. Derivatives and Fundamental Analysis衍生性商品與商品分析
6. Convertible Bonds Analysis可轉換公司債分析

課程目標 Objectives

         This course is designed to teach students fundamental knowledge of many financial courses. Various topics of financial decisions are covered in this course, including The Rule of 72s, renting or buying houses, insurance investment. In addition, the course teaches students to understand the concepts and functions of financial institutes such as commercial banks, securities, and insurance companies in Taiwan. The characteristics of money markets and capital markets will also be introduced. Besides, the course will cover common hedging methods such as hedging through derivative assets, and convertible corporate bonds.
本課程為EMBA財務相關課程的基礎。除培養EMBA學員理解複利、淨現值實務上在各種財務決策(如72法則、租屋或購屋、儲蓄險商品投資)之應用外,亦希望學員了解台灣金融機構(如商業銀行、證券與保險公司)概念與功能,貨幣市場與資本市場包含商業本票、特別股、股票、債券、基金與ETF的基本評估與特性。此外,本課程亦將介紹公司理財中的一個重要課題:運用衍生性金融商品的避險方式,讓EMBA同學更加清楚了解正確的市場風險規避方法。最後,將介紹台灣上市櫃公司最常發行的可轉換公司債商品,讓學員更了解公司發行可轉換公司債的風險與利益所在之處。

授課方式 Teaching methods

         Lectures, in-class discussion, and group presentation.
講授、課程討論及分組報告

評分方式﹝評分標準及比例﹞Evaluation (Criteria and ratio)等第制單科成績對照表 letter grading reference

        
1.平常成績In-class Performance40%
2.平常課堂參與及與表現In-class Discussion20%
3.繳交一份金融機構與資本市場相關期末案例報告Individual Assignment40%

參考書/教科書/閱讀文獻 Reference book/ textbook/ documents
〔請遵守智慧財產權觀念,不可非法影印。教師所提供之教材供學生本人自修學習使用,不得散播及做為商業用途〕
No copies for intellectual property rights. Textbooks provided by the instructor used only for self-study, can not broadcast or commercial use

        
序號作者書名出版社出版年出版地ISBN#
No.AutherTitlePublisherYear of
publish
Publisher
place
ISBN#
1王昭文自製講義
2Ross, S. A., R. W. Westerfield, J. F. Jaffe and B. D. JordanCorporate FinanceMcGraw-Hill/Irwin2009

每週課程內容及預計進度 Weekly scheduled progress

        
週次日期授課內容及主題
WeekDateContent and topic
12019/09/09~2019/09/15Practice of Compound Interest and the Net Present Value(NPV) 複利、淨現值實務應用
22019/09/16~2019/09/22Practice of Compound Interest and the Net Present Value(NPV) 複利、淨現值實務應用
32019/09/23~2019/09/29Practice of Compound Interest and the Net Present Value(NPV) 複利、淨現值實務應用
42019/09/30~2019/10/06Introduction and Analysis of Financial Institutions in Taiwan 台灣金融機構介紹與功能分析
52019/10/07~2019/10/13Introduction and Analysis of Financial Institutions in Taiwan 台灣金融機構介紹與功能分析
62019/10/14~2019/10/20Introduction of Money Market and Fundamental Analysis 貨幣市場介紹與商品分析
72019/10/21~2019/10/27Introduction of Money Market and Fundamental Analysis 貨幣市場介紹與商品分析
82019/10/28~2019/11/03Introduction of Capital Market and Fundamental Analysis 資本市場介紹與商品分析
92019/11/04~2019/11/10Introduction of Capital Market and Fundamental Analysis 資本市場介紹與商品分析
102019/11/11~2019/11/17Introduction of Capital Market and Fundamental Analysis 資本市場介紹與商品分析
112019/11/18~2019/11/24Derivatives and Fundamental Analysis 衍生性商品與商品分析
122019/11/25~2019/12/01Derivatives and Fundamental Analysis 衍生性商品與商品分析
132019/12/02~2019/12/08Derivatives and Fundamental Analysis 衍生性商品與商品分析
142019/12/09~2019/12/15Derivatives and Fundamental Analysis 衍生性商品與商品分析
152019/12/16~2019/12/22Convertible Bonds Analysis 可轉換公司債分析
162019/12/23~2019/12/29Convertible Bonds Analysis 可轉換公司債分析
172019/12/30~2020/01/05Final Presentation 期末案例報告
182020/01/06~2020/01/12Final Presentation 期末案例報告

課業討論時間 Office hours

         時段1 Time period 1:
時間 Time:星期二14:00~16:00
地點 Office/Laboratory:管4045
時段2 Time period 2:
時間 Time:星期二14:00~16:00
地點 Office/Laboratory:管4045

系所學生專業能力/全校學生基本素養與核心能力 basic disciplines and core capabilitics of the dcpartment and the university

        
系所學生專業能力/全校學生基本素養與核心能力
basic disciplines and core capabilities of the department and the university
課堂活動與評量方式
Class activities and evaluation
本課程欲培養之能力與素養 This course enables students to achieve.紙筆考試或測驗 Test.課堂討論︵含個案討論︶ Group discussion (case analysis).個人書面報告、作業、作品、實驗 Indivisual paper report/ assignment/ work or experiment.群組書面報告、作業、作品、實驗 Group paper report/ assignment/ work or experiment.個人口頭報告 Indivisual oral presentation.群組口頭報告 Group oral presentation.課程規劃之校外參訪及實習 Off-campus visit and intership.證照/檢定 License.參與課程規劃之校內外活動及競賽 Participate in off-campus/ on-campus activities and competitions.課外閱讀 Outside reading.
※系所學生專業能力 Basic disciplines and core capabilities of the department
1.瞭解國際管理新知 1. Exploring updated knowledge of International Business.V VVVVV    
2.高階經營人才的再培育 2. Re-educating senior working professionals.V VVVVV    
3.新觀念的刺激與新思維的訓練 3. Training the professionals for new ideas.V VVVVV    
4.跨行業交流互動與團隊友誼之建立 4. Creating a network for crossover cooperation and friendship.           
5.全球化的訓練與視野 5. Developing the global mindset of each professional.           
6.多元化的學習 6. Providing pluralistic approaches to learning.V VVVVV    
※全校學生基本素養與核心能力 Basic disciplines and core capabilities of the university
1.表達與溝通能力。 1. Articulation and communication skillsV VVVVV    
2.探究與批判思考能力。 2. Inquisitive and critical thinking abilitiesV VVVVV    
3.終身學習能力。 3. Lifelong learningV VVVVV    
4.倫理與社會責任。 4. Ethnics and social responsibility           
5.美感品味。 5. Aesthetic appreciation           
6.創造力。 6. Creativity           
7.全球視野。 7. Global perspective           
8.合作與領導能力。 8. Team work and leadershipV VVVVV    
9.山海胸襟與自然情懷。 9. Broad-mindedness and the embrace of nature            

本課程與SDGs相關項目:The course relates to SDGs items:

         尚未建立SDGS資料

本課程校外實習資訊: This course is relevant to internship:

         本課程無註記包含校外實習

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