本課程教學大綱已提供完整英文資訊(本選項僅供統計使用,未提供完整英文資訊者,得免勾記)【Provide information of course syllabus in English.(This is for statistical use only. For those who do not provide information of course syllabus in English, do not check this field.)】
本課程將探討金融市場(包括股票市場、固定收益證券市場、衍生性金融商品市場等)、參與者、金融機構與金融商品之管理,內容包括金融市場參與者之目標、風險與報酬率之最佳化、有價證券理論價格如何決定、各種金融商品之介紹與理論、金融市場交易機制與成本、風險管理與控制等。 (In this course, we will discuss financial institutions (such as commercial banks, insurance firms, securities firms) , market participants and capital markets (for example, stock markets, bond markets, derivative markets, foreign exchange markets) and management of financial instruments, which include stocks, bonds, derivatives and others.)
課程目標 Objectives
本課程希望能協助同學以正確而有理論基礎的方法分析在金融市場上所遇到之課題,並運用適當的金融商品以達到個別投資人或機構法人之財務規劃與目標 (The objective of this course is to assist students in understanding how to apply theory-based methods to (1) solve problems in financial markets and (2) achieve financial goals of individuals or institutions.)
授課方式 Teaching methods
講授、討論、案例、報告 (Lectures, discussion, cases and reports)
參考書/教科書/閱讀文獻 Reference book/ textbook/ documents
〔請遵守智慧財產權觀念,不可非法影印。教師所提供之教材供學生本人自修學習使用,不得散播及做為商業用途〕
No copies for intellectual property rights. Textbooks provided by the instructor used only for self-study, can not broadcast or commercial use
序號
作者
書名
出版社
出版年
出版地
ISBN#
No.
Auther
Title
Publisher
Year of publish
Publisher place
ISBN#
1
Frank J. Fabozzi and Franco Modigliani
Capital Markets: Institutions and Instruments
Prentice Hall
2010
USA
0136026028
2
Mishkin and Eakins(選擇其中一本)
Financial Markets and Institutions
Pearson
2009
USA
0321552113
彈性暨自主學習規劃 Alternative learning periods
本門課程是否有規劃實施學生彈性或自主學習內容(每1學分2小時)
Is any alternative learning periods planned for this course (with each credit corresponding to two hours of activity)?
否:教師需於「每週課程內容及預計進度」填寫18週課程進度(每1學分18小時之正課內容)。 No:The instructor will include an 18-week course plan in the weekly scheduled progress (each credit corresponds to 18 hours of instruction)
是:教師需於「每週課程內容及預計進度」填寫16週課程內容(每1學分16小時之正課內容),並於下列欄位填寫每1學分2小時學生彈性或自主學習內容。 Yes:The instructor will include a 16-week course plan in the weekly scheduled progress (each credit corresponds to 16 hours of instruction);the details of the planned alternative learning periods are provided below (each credit corresponds to two hours of activity).
學生彈性或自主學習活動 Alternative learning periods
勾選或填寫規劃內容 Place a check in the appropriate box or provide details
時數 Number of hours
學生分組實作及討論 Group work and discussion
參與課程相關作業、作品、實驗 Participation in course-related assignments, work, or experiments
參與校內外活動(研習營、工作坊、參訪)或競賽 Participation in on- or off-campus activities (e.g., seminars, workshops, and visits) or competitions
課外閱讀 Extracurricular reading
線上數位教材學習 Learning with online digital learning materials
其他(請填寫規劃內容) Other (please provide details)
每週課程內容及預計進度 Weekly scheduled progress
週次
日期
授課內容及主題
Week
Date
Content and topic
1
2020/09/06~2020/09/12
導論 Introduction
2
2020/09/13~2020/09/19
金融市場與參與者、金融市場組織與架構 Financial institutions and structure
3
2020/09/20~2020/09/26
Depository institutions
4
2020/09/27~2020/10/03
Non-depository institutions and investment banks
5
2020/10/04~2020/10/10
初級市場 Primary markets
6
2020/10/11~2020/10/17
次級市場 Secondary markets
7
2020/10/18~2020/10/24
股票市場 Stock markets
8
2020/10/25~2020/10/31
風險與報酬率理論1 Risk and returns 1
9
2020/11/01~2020/11/07
風險與報酬率理論2 Risk and returns 2
10
2020/11/08~2020/11/14
作業 HW
11
2020/11/15~2020/11/21
期中考 Midterm exam
12
2020/11/22~2020/11/28
衍生性金融商品市場1 Derivative markets 1
13
2020/11/29~2020/12/05
衍生性金融商品市場2 Derivative markets 2
14
2020/12/06~2020/12/12
外匯市場 Foreign exchange markets
15
2020/12/13~2020/12/19
債券市場 Bond markets
16
2020/12/20~2020/12/26
作業 HW
17
2020/12/27~2021/01/02
其他金融市場課題 Others
18
2021/01/03~2021/01/09
期末考 Financial exam
課業討論時間 Office hours
時段1 Time period 1: 時間 Time:星期一16:00-18:00 地點 Office/Laboratory:CM3016 時段2 Time period 2: 時間 Time:星期二16:00-18:00 地點 Office/Laboratory:CM3016
系所學生專業能力/全校學生基本素養與核心能力 basic disciplines and core capabilitics of the dcpartment and the university
系所學生專業能力/全校學生基本素養與核心能力 basic disciplines and core capabilities of the department and the university
課堂活動與評量方式 Class activities and evaluation
本課程欲培養之能力與素養 This course enables students to achieve.
紙筆考試或測驗 Test.
課堂討論︵含個案討論︶ Group discussion (case analysis).
個人書面報告、作業、作品、實驗 Indivisual paper report/ assignment/ work or experiment.
群組書面報告、作業、作品、實驗 Group paper report/ assignment/ work or experiment.
個人口頭報告 Indivisual oral presentation.
群組口頭報告 Group oral presentation.
課程規劃之校外參訪及實習 Off-campus visit and intership.
證照/檢定 License.
參與課程規劃之校內外活動及競賽 Participate in off-campus/ on-campus activities and competitions.
課外閱讀 Outside reading.
※系所學生專業能力 Basic disciplines and core capabilities of the department
1.財務倫理之能力與社會責任實踐 1. Financial ethics ability.
2.國際觀之能力 2. Global perspective.
3.解決財務問題之能力 3. Problem solving ability in Finance.
V
V
V
V
4.溝通之能力 4. Communication skill.
5.財務管理專業知識之能力 5. Expertise in Financial management.
V
V
V
V
※全校學生基本素養與核心能力 Basic disciplines and core capabilities of the university
1.表達與溝通能力。 1. Articulation and communication skills
2.探究與批判思考能力。 2. Inquisitive and critical thinking abilities
3.終身學習能力。 3. Lifelong learning
4.倫理與社會責任。 4. Ethnics and social responsibility
5.美感品味。 5. Aesthetic appreciation
6.創造力。 6. Creativity
7.全球視野。 7. Global perspective
8.合作與領導能力。 8. Team work and leadership
9.山海胸襟與自然情懷。 9. Broad-mindedness and the embrace of nature